AML/CTF Program template, Part A and Part B
A two-part template that mirrors the structure required by Chapter 4 of the AML/CTF Rules. Part A covers general systems and controls. Part B covers customer due diligence procedures. Both parts come pre-filled with a worked example for a small Sydney real estate agency, so you can see exactly how the language should read before you adapt it.
Edit the firm name, risk assessment, designated services and approvals to match your business. The structure and legal scaffolding stay the same.
We send the template link once. No newsletter signup unless you ask for it. ABN 49 452 393 782.
What’s inside
- Part A: ML/TF risk assessment framework
- Part A: senior management approval and oversight
- Part A: AML/CTF Compliance Officer designation
- Part A: employee due diligence and training
- Part A: independent review schedule
- Part B: KYC for individuals, companies and trusts
- Part B: beneficial owner capture procedure
- Part B: PEP and sanctions screening procedure
- Part B: ongoing customer due diligence cadence
- Worked example: Acme Real Estate Agency, Sydney
Mirrors AML/CTF Rules ch.4
Section headings track the structure AUSTRAC expects. Anyone familiar with a Compliance Report will recognise the layout.
Print, sign, file
Designed to print cleanly. Sign the senior management approval block, date the version, store in your AML/CTF folder for the 7-year retention period.
Founder accountable
Built by Ben Horne. If anything in the template is wrong or out of date, reply to the delivery email and Ben usually responds within a few business days.
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